FIRST TRUST Fund Family
| Fund | Settlement Date | Minimum Investment Amounts | |||
|---|---|---|---|---|---|
| Taxable Initial | Taxable Subsequent | Non-Taxable Initial | Non-Taxable Subsequent | ||
| FIRST TRUST SHORT DUR HIGH INCM A (FDHAX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FIRST TRUST SHORT DUR HIGH INCM I (FDHIX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FIRST TRUST CONFLUENCE SM CAP VALUE A (FOVAX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FIRST TRUST CONFLUENCE SM CAP VALUE I (FOVIX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FIRST TRUST PREFERRED SEC AND INCM A (FPEAX) View Prospectus |
1 | $2,500.00 | $0.00 | $1,000.00 | $0.00 |
| FIRST TRUST PREFERRED SEC & INC F (FPEFX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FIRST TRUST PREFERRED SEC AND INCM I (FPEIX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
Some funds charge fees to cover marketing, distribution and administrative expenses. These fees include marketing fees known as a “12b-1 fees”, as well as certain record keeping or shareholder services fees. Such fees are included in the fund’s overall expense ratio and a portion of these fees may be paid to us. We reserve the right to change the funds we make available at any time without prior notice.